Berkeley Morgan Limited

Date authorised
1 April 2013
Companies House
02601046
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    John Ormond House
    899 Silbury Boulevard
    Milton Keynes
    Buckinghamshire
    MK9 3XL
    UNITED KINGDOM
    Phone
    +4401908605000
    Web
    https://www.personalgroup.com

  • Complaints Contact

    John Ormond House
    899 Silbury Boulevard
    Milton Keynes
    Buckinghamshire
    MK9 3XL
    UNITED KINGDOM
    Phone
    +4401908605000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Anne Mace

    IRN SAM01384

    • Responsible for Insurance Distribution (since 19 Jun 2020)
    • SMF16 Compliance Oversight (since 19 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Aug 2015 to 8 Dec 2019)
  • Shaheena Pall

    IRN SXP00006

    • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
  • Sharon Kate Corke

    IRN SKM00012

    • CF22 Investment Adviser (Trainee) (28 Feb 2003 to 18 Jul 2003)
  • Simon Barry Sanders

    IRN SBS00006

    • CF2 Non Executive Director (1 Dec 2001 to 23 Jun 2003)
  • Simon Paul Ingman

    IRN SPI00001

    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2019)
    • Responsible for Insurance Mediation (19 Oct 2012 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Sep 2012 to 30 Nov 2019)
    • CF10 Compliance Oversight (1 Sep 2012 to 30 Nov 2019)
    • CF1 Director (AR) (1 Dec 2001 to 29 Jul 2004)
    • CF1 Director (1 Dec 2001 to 30 Nov 2019)
  • Stephen Paul Lundy

    IRN SPL00003

    • CF30 Customer (1 Nov 2007 to 10 Feb 2012)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Tanya Cheryl Bradbury

    IRN TCB00014

    • CF21 Investment Adviser (25 Mar 2003 to 18 Apr 2003)
  • Timothy Mark Couldwell

    IRN TMC00016

    • CF21 Investment Adviser (25 Mar 2003 to 7 Nov 2003)
  • Tracey Elaine King

    IRN TES01017

    • CF30 Customer (1 Aug 2010 to 23 Dec 2011)
  • Usha Samuel

    IRN UXS00001

    • CF30 Customer (1 Nov 2007 to 5 Apr 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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