Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 7 Oct 2014)
- CF30 Customer (since 7 Oct 2014)
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Dore Financial Limited
FRN 646853
- (1)Employed By (since 7 Oct 2014)
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- CF30 Customer (17 Jul 2013 to 21 Aug 2014)
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- CF21 Investment Adviser (25 Mar 2003 to 7 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.