Beringea LLP

• Principal Place of Business

  Charter House

  55 Drury Lane

  London

  WC2B 5SQ

  ENGLAND

  Phone

  +4402078457820

  Web

  https://www.beringea.com

• Complaints Contact

  Charter House

  55 Drury Lane

  London

  WC2B 5SQ

  UNITED KINGDOM

  Phone

  +4402078457820

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rebecca Bain

  IRN RXS01304

  • [FCA CF] Client dealing (since 15 Sep 2025)
• Rhea Grant

  IRN RXG00349

  • [FCA CF] Client dealing (since 15 Jul 2023)
• Richard Mark Taylor

  IRN RMT01065

  • SMF27 Partner (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • CF30 Customer (15 Aug 2013 to 8 Dec 2019)
  • CF4 Partner (15 Aug 2013 to 8 Dec 2019)
• Robert Andrew John Dagger

  IRN RAD01160

  • CF30 Customer (16 Sep 2016 to 19 Jul 2019)
• Robert John Hodgkinson

  IRN RJH01411

  • CF30 Customer (4 Jun 2015 to 15 Sep 2016)
• Sarah Harding

  IRN SXH00484

  • [FCA CF] Significant management (1 Mar 2021 to 28 Oct 2022)
• Serjei Kalirai

  IRN SXK00450

  • [FCA CF] Client dealing (14 Feb 2022 to 2 Mar 2023)
• Shane Swynfen Jervis Elliott

  IRN SXE01156

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Apr 2009 to 8 Dec 2019)
  • CF4 Partner (24 Apr 2009 to 8 Dec 2019)
• Stephane Robert Mery

  IRN SRM01164

  • CF30 Customer (10 Jul 2009 to 31 Dec 2014)
  • CF4 Partner (10 Jul 2009 to 31 Dec 2014)
• Stephen Packter

  IRN SXP00775

  • [FCA CF] Client dealing (15 Feb 2023 to 21 May 2024)

No changes recorded yet.