Beringea LLP

Date authorised
1 April 2013
Companies House
OC342919
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Charter House
    55 Drury Lane
    London
    WC2B 5SQ
    ENGLAND
    Phone
    +4402078457820
    Web
    https://www.beringea.com

  • Complaints Contact

    Charter House
    55 Drury Lane
    London
    WC2B 5SQ
    UNITED KINGDOM
    Phone
    +4402078457820

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Antony Tuckley

    IRN SXT01330

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
    • CF4 Partner (24 Apr 2009 to 8 Dec 2019)
    • CF28 Systems and controls (24 Apr 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Apr 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Apr 2009 to 8 Dec 2019)
  • Stuart Michael Veale

    IRN SMV01009

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (24 Apr 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (24 Apr 2009 to 8 Dec 2019)
    • CF4 Partner (24 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (24 Apr 2009 to 8 Dec 2019)
  • Trevor Michael Hope

    IRN TMH01045

    • CF30 Customer (24 Apr 2009 to 23 Feb 2016)
    • CF4 Partner (24 Apr 2009 to 23 Feb 2016)
  • Vanessa Louise Evanson-Goddard

    IRN VXE27038

    • SMF27 Partner (since 30 May 2022)
    • SMF16 Compliance Oversight (since 15 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Apr 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.