Beringea LLP

• Principal Place of Business

  Charter House

  55 Drury Lane

  London

  WC2B 5SQ

  ENGLAND

  Phone

  +4402078457820

  Web

  https://www.beringea.com

• Complaints Contact

  Charter House

  55 Drury Lane

  London

  WC2B 5SQ

  UNITED KINGDOM

  Phone

  +4402078457820

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Malcolm Kennedy Hunt Moss

  IRN MKM01020

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (24 Apr 2009 to 8 Dec 2019)
  • CF30 Customer (24 Apr 2009 to 8 Dec 2019)
• Maria Angela Durkan

  IRN MXD00498

  • [FCA CF] Client dealing (23 May 2022 to 30 Sep 2025)
  • [FCA CF] Significant management (23 May 2022 to 30 Sep 2025)
• Maria Trokoudes Wagner

  IRN MTW01073

  • SMF27 Partner (28 Apr 2022 to 10 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Apr 2022)
  • CF30 Customer (20 Jun 2016 to 8 Dec 2019)
• Mark Nicholas Shepherd

  IRN MXS00565

  • [FCA CF] Client dealing (15 Oct 2020 to 30 Jun 2023)
• Nicolas James Willey

  IRN NJW01179

  • CF4 Partner (6 Nov 2012 to 8 Jul 2016)
• Nishal Kantilal Shah

  IRN NKS01035

  • CF4 Partner (24 Apr 2009 to 12 Oct 2012)
• Philip Edmondson-Jones

  IRN PXE18191

  • CF30 Customer (3 Aug 2019 to 8 Dec 2019)
• Piotr Bukanski

  IRN PXB00095

  • [FCA CF] Client dealing (28 Feb 2024 to 17 Apr 2025)
• Rachael Rickwood

  IRN RXR00534

  • [FCA CF] Significant management (since 29 Jan 2026)
• Rebecca Aisling Hutchinson

  IRN RXH00338

  • [FCA CF] Significant management (1 Mar 2021 to 16 Dec 2021)

No changes recorded yet.