Date authorised
1 April 2013
Companies House
OC342919
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Charter House
    55 Drury Lane
    London
    WC2B 5SQ
    ENGLAND
    Phone
    +4402078457820
  • Complaints Contact

    Charter House
    55 Drury Lane
    London
    WC2B 5SQ
    UNITED KINGDOM
    Phone
    +4402078457820

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Louise Biasiolo

    IRN EXB00242

    • [FCA CF] Client dealing (since 14 Feb 2022)
  • Eyal Boris Malinger

    IRN EBM01019

    • SMF27 Partner (29 Apr 2022 to 29 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (14 Sep 2016 to 8 Dec 2019)
  • Harry Jacob Thomas

    IRN HJT01040

    • 14. Managing investments
    • SMF27 Partner (since 18 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Jun 2015 to 8 Dec 2019)
  • Henry Philipson

    IRN HXP00103

    • [FCA CF] Significant management (since 1 Nov 2020)
  • James Nugent Kennell

    IRN JNK01005

    • CF30 Customer (24 Apr 2009 to 28 Feb 2011)
  • Jodie Christina Miller

    IRN JXM04238

    • [FCA CF] Client dealing (20 Mar 2025 to 29 Aug 2025)
  • Karen Ann McCormick

    IRN KAM01157

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (17 May 2010 to 14 Aug 2015)
    • CF30 Customer (24 Apr 2009 to 14 Aug 2015)
  • Kiu Kim

    IRN KXK00409

    • [FCA CF] Client dealing (since 7 May 2024)
  • Lee Adam Saunders

    IRN LAS01145

    • [FCA CF] Client dealing (since 10 Mar 2026)
  • Luke Jonathan Edis

    IRN LXE00088

    • [FCA CF] Client dealing (14 Feb 2022 to 24 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.