Beringea LLP

• Principal Place of Business

  Charter House

  55 Drury Lane

  London

  WC2B 5SQ

  ENGLAND

  Phone

  +4402078457820

  Web

  https://www.beringea.com

• Complaints Contact

  Charter House

  55 Drury Lane

  London

  WC2B 5SQ

  UNITED KINGDOM

  Phone

  +4402078457820

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Beringea LLC

  IRN XXB01067

  • SMF27 Partner (9 Dec 2019 to 13 Jan 2026)
  • CF4 Partner (24 Apr 2009 to 8 Dec 2019)
• . Beringea Limited

  IRN XXB01065

  • SMF27 Partner (9 Dec 2019 to 13 Jan 2026)
  • CF4 Partner (24 Apr 2009 to 8 Dec 2019)
• Andrew Edward Christopher Webster

  IRN AEW01072

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Andrew Paul Cracknell

  IRN APC01172

  • CF30 Customer (5 Oct 2019 to 8 Dec 2019)
• Anne Julie O'Loughlin

  IRN AJO01070

  • [FCA CF] Functions requiring qualifications (29 Jan 2021 to 2 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2023)
  • CF30 Customer (5 Oct 2019 to 8 Dec 2019)
• Asmaa Naureen Zahid

  IRN AXZ00105

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Callum Gallacher

  IRN CXG00647

  • [FCA CF] Client dealing (since 15 Oct 2025)
• Carl Wayne Porter

  IRN CWP01023

  • [FCA CF] Client dealing (11 Sep 2023 to 28 Feb 2025)
• Carrie Wallace Babcock

  IRN CXB00376

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2024)
• Christopher James Bone

  IRN CJB01486

  • CF30 Customer (17 Jun 2016 to 12 Oct 2018)

No changes recorded yet.