BENTALLGREENOAK ADVISORS (UK) LLP

Date authorised
8 July 2015
Companies House
OC353223
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    72 Welbeck Street
    London
    England
    W1G 0AY
    UNITED KINGDOM
    Phone
    +442078668800
    Web
    https://bgo.com

  • Complaints Contact

    72 Welbeck Street
    London
    England
    W1G 0AY
    UNITED KINGDOM
    Phone
    +442078668800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew George Angus Campbell

    IRN MXC25986

    • [FCA CF] Material risk taker (since 2 Aug 2022)
    • SMF16 Compliance Oversight (since 3 Jul 2020)
    • CF10 Compliance Oversight (10 Dec 2019 to 10 Dec 2019)
  • Miki Anne Okabe Kamijyo

    IRN MAK01274

    • CF10 Compliance Oversight (8 Jul 2015 to 30 Sep 2018)
  • Samuel Walser

    IRN SXW23449

    • [FCA CF] Client dealing (since 24 May 2023)
  • Thomas Audritt

    IRN TXA00191

    • [FCA CF] Material risk taker (since 8 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2022)
  • Toby William James Phelps

    IRN TWP01007

    • SMF1 Chief Executive (since 30 Sep 2022)
    • [FCA CF] Material risk taker (since 2 Aug 2022)
    • [FCA CF] Client dealing (since 23 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2022)
    • CF11 Money Laundering Reporting (8 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (8 Jul 2015 to 8 Dec 2019)
  • Victoria Holdom

    IRN VXH00078

    • [FCA CF] Client dealing (since 5 Oct 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.