Toby William James Phelps

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BENTALLGREENOAK ADVISORS (UK) LLP

    FRN 671952

    • SMF1 Chief Executive (since 30 Sep 2022)
    • [FCA CF] Material risk taker (since 2 Aug 2022)
    • [FCA CF] Client dealing (since 23 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (8 Jul 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jul 2015 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 15 May 2009)
    • CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
  • Jones Lang Lasalle Corporate Finance Limited (no longer approved here)

    FRN 140854

    • CF1 Director (12 Mar 2002 to 30 Jul 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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