Date authorised
1 April 2013
Companies House
02958399
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Place
    78 Cannon Street
    London
    EC4N 6HL
    UNITED KINGDOM
    Phone
    +4402033983200
  • Complaints Contact

    Cannon Place
    78 Cannon Street
    London
    EC4N 6HL
    UNITED KINGDOM
    Phone
    +4402033983200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 4 limitations
    • · Limited to repurchase agreement activities and in carrying on these activities to the securities, "government and public security", "certificate representing certain security", and "right to or interest in investments - security", (when the latter is associated with these specified investments).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian O'Connell

    IRN BXO01191

    • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
  • Cameron McKenzie

    IRN CXM00636

    • [FCA CF] Client dealing (since 31 Mar 2022)
  • Caroline Goldsmith

    IRN CXP01192

    • CF27 Investment Management (1 Dec 2001 to 30 Apr 2004)
  • Catherine Fay Bevan

    IRN CFB01024

    • [FCA CF] Material risk taker (since 5 Mar 2025)
    • SMF3 Executive Director (since 7 Aug 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 May 2013 to 8 Dec 2019)
  • Cecilia Ann McAnulty

    IRN CAM01089

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Nov 2022)
    • CF2 Non Executive Director (14 Oct 2019 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 27 Feb 2003)
  • Christopher Damico

    IRN CXD01254

    • CF30 Customer (1 Nov 2007 to 27 Feb 2008)
    • CF3 Chief Executive (20 Jan 2003 to 27 Feb 2008)
    • CF8 Apportionment and Oversight (20 Jan 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (20 Jan 2003 to 9 Jun 2003)
    • CF10 Compliance Oversight (20 Jan 2003 to 9 Jun 2003)
    • CF1 Director (20 Jan 2003 to 18 Apr 2008)
  • Cian Feeney

    IRN CXF00443

    • [FCA CF] Client dealing (since 27 Nov 2025)
  • Daire Wheeler

    IRN DXW01572

    • [FCA CF] Material risk taker (since 5 Mar 2025)
    • SMF3 Executive Director (since 7 Aug 2024)
    • [FCA CF] Manager of certification employee (since 6 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 Aug 2014 to 8 Dec 2019)
  • Damien Michael Miller

    IRN DMM01124

    • CF30 Customer (1 Nov 2007 to 16 Dec 2014)
    • CF27 Investment Management (22 Oct 2007 to 31 Oct 2007)
  • Daniel Alan Worth

    IRN DAW01131

    • CF27 Investment Management (1 Dec 2001 to 6 Jun 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.