BELLECAPITAL UK LIMITED

• Principal Place of Business

  Bellecapital UK Limited

  19 Berkeley Street

  London

  Westminster

  W1J 8ED

  UNITED KINGDOM

  Phone

  +442070723180

  Web

  https://www.bellecapital.com

• Complaints Contact

  19 Berkeley Street

  London

  W1J 8ED

  UNITED KINGDOM

  Phone

  +442070723180

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mowbray Stuart Bradley Whiffin

  IRN MSW01068

  • CF21 Investment Adviser (25 Feb 2003 to 30 Jun 2004)
  • CF27 Investment Management (25 Feb 2003 to 30 Jun 2004)
• Nabil Mohamed A Bitar

  IRN NMB01030

  • CF21 Investment Adviser (3 Oct 2003 to 29 Nov 2004)
  • CF27 Investment Management (3 Oct 2003 to 29 Nov 2004)
• Neil Quentin Hartley

  IRN NQH01001

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 8 Aug 2005)
• Ngaire Willis

  IRN NHS01028

  • CF11 Money Laundering Reporting (30 Nov 2011 to 13 Jan 2012)
  • CF10 Compliance Oversight (4 Nov 2011 to 13 Jan 2012)
• Niall Simpson

  IRN NXS01153

  • CF15 Internal Audit (1 Dec 2001 to 30 Sep 2005)
• Nicholas Ayios

  IRN NXA01130

  • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
  • CF15 Internal Audit (4 Oct 2005 to 31 Oct 2007)
• Nicholas Gregory Simon Darke

  IRN NGD01009

  • CF30 Customer (1 Nov 2007 to 10 Sep 2015)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Nicholas Jonathan Hill

  IRN NJH01087

  • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
  • CF21 Investment Adviser (25 Feb 2003 to 31 Oct 2007)
  • CF27 Investment Management (25 Feb 2003 to 31 Oct 2007)
• Nicolas Philip Patsalos

  IRN NPP01026

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Dec 2017 to 8 Dec 2019)
• Nicolette Heidi Brown

  IRN NHB01020

  • CF30 Customer (1 Nov 2007 to 21 Feb 2011)
  • CF21 Investment Adviser (19 Mar 2003 to 31 Oct 2007)
  • CF27 Investment Management (19 Mar 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Feb 2003 to 17 Jun 2003)

No changes recorded yet.