Nicolas Philip Patsalos

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BELLECAPITAL UK LIMITED

    FRN 140948

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (12 Dec 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 11 Sep 2017)
    • CF30 Customer (25 Aug 2011 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Jan 2014 to 11 Sep 2017)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (14 Nov 2011 to 4 Feb 2016)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (25 Aug 2011 to 10 Jul 2014)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF30 Customer (15 Apr 2009 to 1 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.