Belgrave Asset Management Limited

Date authorised
1 April 2013
Companies House
03936094
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21B Charles Street
    Bath
    Somerset
    BA1 1HX
    UNITED KINGDOM
    Phone
    +4401225484141
    Web
    https://www.belgraveifa.co.uk

  • Complaints Contact

    21B Charles Street
    Bath
    Somerset
    BA1 1HX
    UNITED KINGDOM
    Phone
    +4401225484141

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philippa Anne Mainstone

    IRN PAM00029

    • CF11 Money Laundering Reporting (13 Jun 2012 to 31 Dec 2014)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
    • CF10 Compliance Oversight (1 Apr 2005 to 31 Dec 2014)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (1 Apr 2005 to 31 Dec 2014)
    • CF1 Director (1 Apr 2005 to 31 Dec 2014)
  • Phillip Anthony Hilton

    IRN PAH01132

    • CF30 Customer (18 Aug 2015 to 2 Feb 2017)
  • William Alfred John Bartholomew

    IRN WAB01059

    • CF30 Customer (1 Jan 2012 to 9 Apr 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.