Philippa Anne Mainstone

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Belgrave Asset Management Limited (no longer approved here)

    FRN 410497

    • CF11 Money Laundering Reporting (13 Jun 2012 to 31 Dec 2014)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
    • CF10 Compliance Oversight (1 Apr 2005 to 31 Dec 2014)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (1 Apr 2005 to 31 Dec 2014)
    • CF1 Director (1 Apr 2005 to 31 Dec 2014)
  • Belgrave Asset Management Ltd (no longer approved here)

    FRN 206518

    • Employed By (1 Dec 2001 to 31 Mar 2005)
  • Belgrave Investment Services Ltd (no longer approved here)

    FRN 183464

    • Employed By (3 Nov 2000 to 10 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.