Beechbrook Capital LLP

• Principal Place of Business

  38 St. Martin's Lane

  London

  Westminster

  WC2N 4ER

  UNITED KINGDOM

  Phone

  +4407496188874

  Web

  https://www.beechbrookcapital.com

• Complaints Contact

  38 St. Martin's Lane

  London

  Westminster

  WC2N 4ER

  UNITED KINGDOM

  Phone

  +4407496188874

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Whitehouse

  IRN PXW01703

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 14 Nov 2019)
• Peter James Kirtley

  IRN PJK01060

  • CF30 Customer (22 Feb 2016 to 25 Jul 2019)
• Richard William Kaye Smart

  IRN RXS00020

  • [FCA CF] Client dealing (since 4 Dec 2023)
  • CF30 Customer (since 2 Dec 2023)
• Sandeep Agarwal

  IRN SXA02446

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (20 May 2014 to 8 Dec 2019)
• Steven Michael Carter

  IRN SXC03223

  • [FCA CF] Client dealing (since 30 Mar 2026)
• Steven Morris

  IRN SXM03159

  • SMF16 Compliance Oversight (5 Aug 2022 to 3 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2025)
  • CF30 Customer (7 Oct 2019 to 8 Dec 2019)
• Tamsin Louise Carter

  IRN TXC00516

  • SMF16 Compliance Oversight (since 26 Sep 2025)
• Timothy Paul Johnston

  IRN TPJ01023

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
  • CF30 Customer (14 Jul 2014 to 30 Apr 2021)

• Beechbrook UK SME Credit Ltd

  FRN 735951 · Appointed 9 Feb 2016

No changes recorded yet.