Date authorised
2 March 2015
Companies House
09202892
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor, Waterside House
    Wearfield
    Sunderland Enterprise Park
    Sunderland
    Sunderland
    SR5 2TZ
    UNITED KINGDOM
    Phone
    +443308080709
  • Complaints Contact

    First Floor, Waterside House
    Wearfield
    Sunderland Enterprise Park
    Sunderland
    Sunderland
    SR5 2TZ
    UNITED KINGDOM
    Phone
    +443308080709

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alia Braithwaite

    IRN AXB00436

    • [FCA CF] Significant management (1 Nov 2020 to 1 Mar 2022)
  • Andrew Stewart Hunter

    IRN ASH01128

    • [FCA CF] Significant management (22 Apr 2025 to 2 Mar 2026)
  • David Morgan Bard

    IRN DMB01164

    • CF1 Director (2 Mar 2015 to 3 Oct 2018)
  • Jane Bean

    IRN JAB01399

    • [FCA CF] Significant management (22 Apr 2025 to 2 Mar 2026)
  • Kevin Richard Munn

    IRN KRM01052

    • CF1 Director (2 Mar 2015 to 3 Oct 2018)
  • Mark Rigby

    IRN MXR02609

    • SMF3 Executive Director (22 Jun 2021 to 1 Apr 2025)
  • Michael Andrew Bruce

    IRN MAB01282

    • [FCA CF] Significant management (22 Apr 2025 to 2 Mar 2026)
  • Michal Tesar

    IRN MXT23523

    • [FCA CF] Significant management (9 Dec 2019 to 29 Feb 2024)
  • Neil Thornton

    IRN NXT01146

    • SMF9 Chair of the Governing Body (since 21 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (30 Apr 2025 to 21 Jan 2026)
  • Rebecca Jayne Vickers

    IRN RXV23522

    • [FCA CF] Significant management (1 Aug 2020 to 29 Feb 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.