Date authorised
2 March 2015
Companies House
09202892
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor, Waterside House
    Wearfield
    Sunderland Enterprise Park
    Sunderland
    Sunderland
    SR5 2TZ
    UNITED KINGDOM
    Phone
    +443308080709
  • Complaints Contact

    First Floor, Waterside House
    Wearfield
    Sunderland Enterprise Park
    Sunderland
    Sunderland
    SR5 2TZ
    UNITED KINGDOM
    Phone
    +443308080709

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shane McCauley

    IRN SXM01261

    • [FCA CF] Significant management (22 Apr 2025 to 2 Mar 2026)
  • Shiraz Laheri

    IRN SXL00330

    • [FCA CF] Significant management (4 May 2021 to 1 Nov 2023)
  • Stephen Alan Ross

    IRN SAR01219

    • [FCA CF] Significant management (22 Apr 2025 to 2 Mar 2026)
  • Stuart Ian Crosby

    IRN SIC01011

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (2 Mar 2015 to 30 Sep 2018)
    • CF1 Director (2 Mar 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.