Date authorised
1 July 2016
Companies House
OC404426
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Portman Square
    London
    W1H 6DA
    UNITED KINGDOM
    Phone
    +442070094800
  • Complaints Contact

    40 Portman Square
    London
    W1H 6DA
    UNITED KINGDOM
    Phone
    +442070094800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

    Show 1 limitation
    • · The firm's permission is limited to BC Partners Advisors LLP, who is considered to be a collective investment scheme under section 235 of FSMA, and to no other collective investment scheme
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emre Inci

    IRN EXI01090

    • [FCA CF] Client dealing (since 31 Jul 2023)
  • Fouad Jaïdi

    IRN FXJ01118

    • [FCA CF] Material risk taker (7 Feb 2022 to 29 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Feb 2024)
    • CF4 Partner (29 Jul 2019 to 28 Oct 2019)
    • CF30 Customer (26 Oct 2017 to 8 Dec 2019)
  • Gabriel Klaus Wilhelm Hahn

    IRN GXH08182

    • [FCA CF] Client dealing (25 Jun 2022 to 27 Oct 2022)
  • Gabriele Marino

    IRN GXM02448

    • [FCA CF] Client dealing (since 1 Aug 2023)
  • Graeme John Dell

    IRN GJD00048

    • SMF27 Partner (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
    • CF10 Compliance Oversight (1 Jul 2016 to 2 Jan 2017)
    • CF11 Money Laundering Reporting (1 Jul 2016 to 2 Jan 2017)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
    • CF28 Systems and controls (1 Jul 2016 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2016 to 8 Dec 2019)
  • Harsh Sudheer Mehta

    IRN HXM01726

    • CF30 Customer (1 Jul 2016 to 30 Oct 2019)
  • Idriss Soumare

    IRN IXS01700

    • CF30 Customer (1 Jul 2016 to 31 Oct 2017)
  • Jae-Won Shin

    IRN JXS01190

    • [FCA CF] Client dealing (since 29 Dec 2022)
  • James Adam Sexton

    IRN JAS01548

    • CF30 Customer (17 Jul 2017 to 19 Oct 2018)
  • James Rivers

    IRN JXR01959

    • CF30 Customer (1 Jul 2016 to 21 Dec 2018)
    • CF4 Partner (1 Jul 2016 to 21 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.