BB SECURITIES LIMITED

• Principal Place of Business

  B B Securities Ltd

  280 Bishopsgate

  London

  Tower Hamlets

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402078867317

• Complaints Contact

  B B Securities Ltd

  280 Bishopsgate

  London

  Tower Hamlets

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402078867317

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel Roy Williams

  IRN NRW01049

  • CF10 Compliance Oversight (4 Jul 2014 to 22 Aug 2014)
  • CF11 Money Laundering Reporting (4 Jul 2014 to 22 Aug 2014)
• Niklas Stenberg

  IRN NXS00393

  • [FCA CF] Material risk taker (since 4 Oct 2024)
  • [FCA CF] Client dealing (since 1 Jun 2022)
• Osanan Lima Barros Filho

  IRN OLB01004

  • CF2 Non Executive Director (5 Jun 2002 to 12 Dec 2008)
• Osvaldo de Salles Guerra Cervi

  IRN ODC01007

  • CF2 Non Executive Director (30 Apr 2012 to 30 Dec 2013)
• PAULO ROBERTO EVANGELISTA DE LIMA

  IRN PRE01059

  • CF2 Non Executive Director (21 Oct 2010 to 25 Apr 2012)
• Paul Rupert Anthony Hollingworth

  IRN PRH01078

  • CF30 Customer (1 Nov 2007 to 26 May 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Rafael Pais Hernandes

  IRN RPH01087

  • [FCA CF] Client dealing (since 18 Aug 2025)
  • [FCA CF] Material risk taker (since 18 Aug 2025)
  • [FCA CF] Manager of certification employee (since 18 Aug 2025)
• Raquel Franco

  IRN QFF01000

  • CF21 Investment Adviser (23 Mar 2007 to 25 May 2007)
  • CF26 Customer Trading (13 Nov 2002 to 27 Jun 2003)
  • CF27 Investment Management (13 Nov 2002 to 27 Jun 2003)
• Renata Kreuzig Pinheiro Bastos

  IRN RKB01065

  • CF30 Customer (8 Oct 2009 to 22 Sep 2017)
• Renato Bezerra Dos Santos

  IRN RXB02137

  • CF30 Customer (8 Jul 2011 to 24 Apr 2014)
  • CF1 Director (8 Jul 2011 to 24 Apr 2014)
  • CF29 Significant management (8 Jul 2011 to 24 Apr 2014)

No changes recorded yet.