Nigel Roy Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arab National Bank (no longer approved here)

    FRN 204608

    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Dec 2016 to 17 Jan 2020)
    • SMF16 Compliance Oversight (2 Dec 2016 to 17 Jan 2020)
  • BB SECURITIES LIMITED (no longer approved here)

    FRN 170479

    • CF10 Compliance Oversight (4 Jul 2014 to 22 Aug 2014)
    • CF11 Money Laundering Reporting (4 Jul 2014 to 22 Aug 2014)
  • Banco do Brasil SA (no longer approved here)

    FRN 204612

    • CF10 Compliance Oversight (4 Jul 2014 to 18 May 2015)
    • CF11 Money Laundering Reporting (4 Jul 2014 to 18 May 2015)
  • Bank of London and The Middle East plc (no longer approved here)

    FRN 464292

    • CF28 Systems and controls (1 Nov 2007 to 8 Nov 2010)
    • CF10 Compliance Oversight (5 Jul 2007 to 1 Nov 2012)
    • CF11 Money Laundering Reporting (5 Jul 2007 to 1 Nov 2012)
    • CF15 Internal Audit (5 Jul 2007 to 31 Oct 2007)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF10 Compliance Oversight (28 Feb 2002 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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