BB SECURITIES LIMITED

• Principal Place of Business

  B B Securities Ltd

  280 Bishopsgate

  London

  Tower Hamlets

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402078867317

• Complaints Contact

  B B Securities Ltd

  280 Bishopsgate

  London

  Tower Hamlets

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402078867317

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marcio Luiz Moral

  IRN MLM01124

  • CF2 Non Executive Director (23 Nov 2015 to 20 Dec 2018)
• Marco Antonio da Silva Barros

  IRN MAB01497

  • CF2 Non Executive Director (26 Jun 2013 to 30 Dec 2013)
• Maria Christina Sawaya Heinl

  IRN MCS01067

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
  • CF27 Investment Management (1 Dec 2001 to 31 Dec 2005)
• Maria da Gracia Franca

  IRN MDF01059

  • CF2 Non Executive Director (21 Apr 2006 to 7 Feb 2007)
• Melton Paul Plummer

  IRN MPP01050

  • CF30 Customer (10 Sep 2012 to 8 Dec 2019)
• Murilo Castellano

  IRN MXC01760

  • CF2 Non Executive Director (22 Apr 2004 to 5 Oct 2005)
• Márcio Hamilton Ferreira

  IRN MHF01019

  • CF2 Non Executive Director (6 Jul 2010 to 25 Apr 2012)
• Nelson Rocha Augusto

  IRN NRA01023

  • CF2 Non Executive Director (22 Apr 2004 to 27 Nov 2006)
• Newton Kiyoshi Tanaka

  IRN NKT01005

  • CF30 Customer (1 Nov 2007 to 23 Sep 2010)
  • CF26 Customer Trading (28 Sep 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (28 Sep 2005 to 31 Oct 2007)
  • CF27 Investment Management (28 Sep 2005 to 31 Oct 2007)
• Nicholas Theodore Demopoulos

  IRN NTD01007

  • CF30 Customer (3 Nov 2011 to 14 Oct 2019)

No changes recorded yet.