BASALT INFRASTRUCTURE PARTNERS LLP

Date authorised
1 April 2013
Companies House
OC363892
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    25 Golden Square
    London
    W1F 9LU
    UNITED KINGDOM
    Phone
    +442077663340
    Web
    https://www.basaltinfra.com

  • Complaints Contact

    4th Floor
    25 Golden Square
    London
    W1F 9LU
    UNITED KINGDOM
    Phone
    +442077663340

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Cowell

    IRN MXC02375

    • SMF27 Partner (since 27 Feb 2020)
    • CF11 Money Laundering Reporting (25 Feb 2016 to 11 Apr 2017)
    • CF30 Customer (22 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Feb 2012 to 25 Jun 2013)
  • Robert John Gregor

    IRN RJG01161

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2012 to 8 Dec 2019)
  • Steven Lowry

    IRN SXL01527

    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Feb 2016 to 27 Mar 2017)
    • CF30 Customer (2 Feb 2012 to 8 Dec 2019)
    • CF4 Partner (2 Feb 2012 to 8 Dec 2019)
  • Thomas William O’Neill

    IRN TXO00113

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2023)
    • SMF16 Compliance Oversight (since 12 Jan 2023)
  • Wil Jones

    IRN WXJ00039

    • SMF27 Partner (since 28 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.