Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dean Alexander Hughes

  IRN DXH00569

  • SMF27 Partner (21 Jul 2022 to 1 Jun 2023)
• Debra Jane Humphrey

  IRN DJH01472

  • CF30 Customer (1 Jan 2013 to 27 Apr 2018)
• Debra Lorraine Logan

  IRN DLL01041

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (17 Jun 2013 to 8 Dec 2019)
• Drew Francis Henley Lock

  IRN DFH01047

  • CF30 Customer (22 Sep 2015 to 1 Feb 2017)
• Edward George Bryan Burnham

  IRN EXB00408

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Feb 2024)
  • [FCA CF] Client dealing (since 21 Feb 2024)
• Edward Joseph Steer

  IRN EXS00443

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 23 Jun 2025)
• Elizabeth Hunt

  IRN EXH00219

  • [FCA CF] Client dealing (since 22 Jul 2022)
• Emily Jane Houghton

  IRN EJG01047

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2015 to 8 Dec 2019)
• Emma Eunice Orr Gourdie

  IRN EXG00218

  • [FCA CF] Client dealing (since 7 Nov 2023)
• Esther Myfanwy Hawley

  IRN EMH01066

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2022)
  • CF30 Customer (14 Feb 2017 to 8 Dec 2019)

No changes recorded yet.