Barnett Waddingham LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Barnett Waddingham LLP2 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4403331111222
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Complaints Contact
Barnett Waddingham LLP2 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4403331111222
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Eva Grace
IRN EXG00055
- [FCA CF] Client dealing (17 Dec 2019 to 31 Jan 2023)
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Farai Nyadundu
IRN FXN00008
- [FCA CF] Client dealing (20 Oct 2020 to 19 Jul 2022)
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Fiona Louise Rumsby-Toney
IRN FXR81478
- SMF27 Partner (24 Aug 2020 to 3 Apr 2025)
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Gareth John Derek Fittes
IRN GXF00248
- [FCA CF] Client dealing (13 Jan 2025 to 21 Nov 2025)
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Gareth Michael Doyle
IRN GMD01084
- [FCA CF] Client dealing (since 7 Aug 2024)
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Gavin Michael Markham
IRN GMM01119
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2024)
- SMF27 Partner (9 Dec 2019 to 1 Jun 2023)
- CF4 Partner (21 Aug 2015 to 8 Dec 2019)
- CF30 Customer (18 Feb 2014 to 8 Dec 2019)
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Gemma Coster
IRN GXC00338
- [FCA CF] Client dealing (13 Dec 2021 to 10 Mar 2026)
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George Christopher Ellis
IRN GXE00101
- [FCA CF] Client dealing (8 Feb 2023 to 7 Jul 2023)
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Georgina Sian Fogarty
IRN GXF00179
- [FCA CF] Client dealing (28 Mar 2023 to 19 Dec 2025)
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Glenda Rosemary Nadei Ashison-Noel
IRN GRA01059
- CF30 Customer (14 Oct 2015 to 31 Aug 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.