Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Danielle Markham

  IRN DAL01192

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
• David Antony John Stoddard

  IRN DAS01267

  • SMF27 Partner (since 11 Jan 2021)
• David Bernard Spilsbury

  IRN DBS01044

  • CF30 Customer (26 Jan 2011 to 7 Jul 2017)
• David Edward Clare

  IRN DEC00008

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
  • SMF27 Partner (9 Dec 2019 to 1 Jun 2023)
  • CF30 Customer (9 Oct 2012 to 8 Dec 2019)
  • CF4 Partner (9 Oct 2012 to 8 Dec 2019)
• David Ian Collington

  IRN DIC01017

  • SMF27 Partner (24 Jul 2023 to 3 Apr 2025)
  • [FCA CF] Manager of certification employee (21 Dec 2020 to 24 Jul 2023)
  • [FCA CF] Client dealing (1 Dec 2020 to 22 Jul 2021)
• David John Barnett

  IRN DJB01613

  • [FCA CF] Client dealing (since 6 Dec 2021)
  • SMF27 Partner (16 Aug 2023 to 3 Apr 2025)
• David Leslie Grimshaw

  IRN DLG00021

  • SMF27 Partner (9 Dec 2019 to 31 May 2022)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• David Mark Moreton

  IRN DMM01243

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (25 Aug 2020 to 3 Apr 2025)
  • CF30 Customer (31 Mar 2014 to 8 Dec 2019)
• David Robert Hale

  IRN DXH00985

  • [FCA CF] Client dealing (since 26 Jan 2026)
• David Roderick Marshall

  IRN DRM01096

  • CF4 Partner (27 Mar 2009 to 25 Sep 2017)

No changes recorded yet.