Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip John William Lasseter

  IRN PXL00362

  • [FCA CF] Client dealing (since 25 Sep 2024)
• Philip Michael Duly

  IRN PMD01120

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
  • CF30 Customer (27 Mar 2009 to 8 Dec 2019)
• Pratik Sailesh Patel

  IRN PSP01046

  • [FCA CF] Client dealing (since 13 Oct 2023)
• Rachel Rose Gibbon

  IRN RXG00412

  • [FCA CF] Client dealing (13 Feb 2023 to 23 Mar 2023)
• Rajeev Kantilal Rajpal Shah

  IRN RKS01059

  • CF4 Partner (27 Mar 2009 to 31 Dec 2010)
• Rebecca Isobel Lagan

  IRN RIL01016

  • CF30 Customer (14 Feb 2017 to 8 Sep 2017)
• Rebecca Kathryn Harvey

  IRN RXH00732

  • [FCA CF] Client dealing (since 9 Feb 2024)
• Rebecca Mary Rowntree

  IRN RMW00055

  • [FCA CF] Client dealing (5 Jun 2024 to 30 Jun 2025)
• Reena Ramesh Tanna

  IRN RXT01487

  • [FCA CF] Client dealing (since 22 Oct 2020)
• Richard Andrew Millson

  IRN RAM01148

  • CF4 Partner (27 Mar 2009 to 17 Mar 2016)

No changes recorded yet.