Barnett Waddingham LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Barnett Waddingham LLP2 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4403331111222
-
Complaints Contact
Barnett Waddingham LLP2 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4403331111222
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Madhumathi Nagasundaram
IRN MXN18591
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (14 Aug 2019 to 8 Dec 2019)
-
Malina Dawn Miller
IRN MXM00362
- [FCA CF] Client dealing (since 20 Aug 2020)
-
Marcus Whitehead
IRN MXW01412
- SMF27 Partner (9 Dec 2019 to 1 Jun 2023)
- CF30 Customer (27 Mar 2009 to 31 May 2019)
- CF4 Partner (27 Mar 2009 to 8 Dec 2019)
-
Marie Louise Blood
IRN MLA01017
- [FCA CF] Client dealing (since 1 Nov 2021)
-
Mark Andrew Jonathan Howard
IRN MAH01221
- CF4 Partner (27 Mar 2009 to 31 May 2019)
-
Mark Andrew Underwood
IRN MAU01007
- CF4 Partner (27 Mar 2009 to 31 May 2019)
-
Mark David Da Silva
IRN MDD01038
- SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
- CF4 Partner (27 Mar 2009 to 8 Dec 2019)
-
Mark Norquay
IRN MXN00377
- SMF27 Partner (22 Jul 2024 to 3 Apr 2025)
-
Mark Richard Frost
IRN MRF01069
- CF4 Partner (27 Mar 2009 to 31 Oct 2009)
-
Mark Rowland Roberts
IRN MRR01109
- SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
- CF4 Partner (18 Jun 2013 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.