Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Russell Pipe

  IRN MRP01116

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (22 Jun 2012 to 8 Dec 2019)
• Mark William Frank Futcher

  IRN MWF01023

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (21 Jun 2011 to 8 Dec 2019)
  • CF30 Customer (27 Mar 2009 to 8 Dec 2019)
• Martin Steven Willis

  IRN MSW01127

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF27 Partner (5 Aug 2021 to 3 Apr 2025)
  • CF30 Customer (27 Mar 2009 to 8 Dec 2019)
• Matthew Been Gold

  IRN MBG01048

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
• Matthew James Chard

  IRN MXC00905

  • [FCA CF] Client dealing (3 Feb 2023 to 13 Dec 2023)
• Matthew Richard Tickle

  IRN MRT01103

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (13 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (14 Apr 2009 to 8 Dec 2019)
• Matthew Stephen Hurshman

  IRN MXH00356

  • [FCA CF] Client dealing (2 Mar 2020 to 23 Apr 2024)
• Melanie Marja Durrant

  IRN MXD00495

  • Responsible for Insurance Distribution (15 Jun 2022 to 15 Jun 2022)
  • SMF27 Partner (15 Jun 2022 to 3 Apr 2025)
• Melissa Xenia Blissett

  IRN MXB01908

  • CF30 Customer (25 May 2017 to 8 Dec 2019)
• Michael Derek Kennedy

  IRN MDK01031

  • CF30 Customer (7 Nov 2011 to 28 Jun 2013)
  • CF4 Partner (27 Mar 2009 to 31 Aug 2018)

No changes recorded yet.