Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leslie Michael Tigg

  IRN LXT00133

  • [FCA CF] Client dealing (4 Aug 2021 to 19 Jul 2022)
• Liam Dogen Mayne

  IRN LDM01049

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (17 Jul 2018 to 8 Dec 2019)
• Lisa Nicole Holmes

  IRN LXH00453

  • [FCA CF] Significant management (since 19 Apr 2023)
• Louisa-Marie Vilas

  IRN LXV00053

  • [FCA CF] Client dealing (since 18 Oct 2024)
• Louise Low

  IRN LXL00215

  • [FCA CF] Client dealing (14 Feb 2023 to 18 Mar 2024)
• Lucy Ann Clark

  IRN LAC01054

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 May 2020)
  • [FCA CF] Functions requiring qualifications (since 21 May 2020)
• Lucy Claire Blanchard

  IRN LCB01072

  • CF30 Customer (5 Oct 2015 to 1 Nov 2019)
• Lucy Victoria Cresswell

  IRN LXC00358

  • SMF27 Partner (22 Jul 2022 to 3 Apr 2025)
• Luke Jordan Wheeler

  IRN LXW08846

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Nov 2018 to 8 Dec 2019)
• Luke Todd Hammond

  IRN LXH00369

  • [FCA CF] Client dealing (3 May 2022 to 28 Sep 2023)

No changes recorded yet.