Date authorised
1 April 2013
Companies House
OC307678
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Barnett Waddingham LLP
    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4403331111222
  • Complaints Contact

    Barnett Waddingham LLP
    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4403331111222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jude Francis Bennett

    IRN JFB01076

    • [FCA CF] Client dealing (since 27 May 2020)
    • SMF27 Partner (9 Aug 2023 to 3 Apr 2025)
  • Judith Margaret Ann Worthy

    IRN JMW01320

    • [FCA CF] Significant management (11 Feb 2025 to 1 Feb 2026)
  • Julia Margaret Turney

    IRN JMT00040

    • Responsible for Insurance Distribution (26 May 2021 to 3 Apr 2025)
    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • CF4 Partner (28 Aug 2019 to 8 Dec 2019)
  • Julia Mary Bassett

    IRN JMB01250

    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • CF4 Partner (15 Jun 2010 to 8 Dec 2019)
  • Julian Paul Mainwood

    IRN JPM01332

    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • CF4 Partner (28 Jun 2011 to 8 Dec 2019)
  • Kathryn Christina Rushton

    IRN KCD01014

    • SMF27 Partner (24 Jun 2024 to 3 Apr 2025)
  • Katy Elizabeth Hayes

    IRN KEH01064

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Jul 2016 to 8 Dec 2019)
  • Kevin James Henry O’Neill

    IRN KXO00037

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Kirsty Louise Steven

    IRN KXS00768

    • [FCA CF] Client dealing (since 5 Nov 2024)
  • Laura Yasemin Bilgic-Hoskins

    IRN LXB00861

    • [FCA CF] Client dealing (since 19 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

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