Barnett Waddingham LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Barnett Waddingham LLP2 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4403331111222
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Complaints Contact
Barnett Waddingham LLP2 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4403331111222
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jude Francis Bennett
IRN JFB01076
- [FCA CF] Client dealing (since 27 May 2020)
- SMF27 Partner (9 Aug 2023 to 3 Apr 2025)
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Judith Margaret Ann Worthy
IRN JMW01320
- [FCA CF] Significant management (11 Feb 2025 to 1 Feb 2026)
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Julia Margaret Turney
IRN JMT00040
- Responsible for Insurance Distribution (26 May 2021 to 3 Apr 2025)
- SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
- CF4 Partner (28 Aug 2019 to 8 Dec 2019)
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Julia Mary Bassett
IRN JMB01250
- SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
- CF4 Partner (15 Jun 2010 to 8 Dec 2019)
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Julian Paul Mainwood
IRN JPM01332
- SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
- CF4 Partner (28 Jun 2011 to 8 Dec 2019)
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Kathryn Christina Rushton
IRN KCD01014
- SMF27 Partner (24 Jun 2024 to 3 Apr 2025)
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Katy Elizabeth Hayes
IRN KEH01064
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Jul 2016 to 8 Dec 2019)
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Kevin James Henry O’Neill
IRN KXO00037
- [FCA CF] Client dealing (since 9 Dec 2019)
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Kirsty Louise Steven
IRN KXS00768
- [FCA CF] Client dealing (since 5 Nov 2024)
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Laura Yasemin Bilgic-Hoskins
IRN LXB00861
- [FCA CF] Client dealing (since 19 Nov 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.