Date authorised
1 April 2013
Companies House
01842617
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Chancery House
    St. Nicholas Way
    Sutton
    SM1 1JB
    UNITED KINGDOM
    Phone
    +4402086550444
  • Complaints Contact

    7th Floor Chancery House
    St. Nicholas Way
    Sutton
    SM1 1JB
    UNITED KINGDOM
    Phone
    +4402086550444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Jon Belcher

    IRN AXB04251

    • [FCA CF] Significant management (since 11 Jul 2024)
  • Darragh Stephan Timlin

    IRN DST01068

    • Responsible for Insurance Distribution (since 17 Dec 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Nov 2017 to 8 Dec 2019)
  • Dean Laming

    IRN DXL01816

    • Responsible for Insurance Distribution (since 17 Dec 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Nov 2017 to 8 Dec 2019)
  • Edward George Fitzgerald Hannan

    IRN EXH07334

    • SMF3 Executive Director (since 20 Aug 2024)
  • Ester Falaise Hindley

    IRN EXH00302

    • [FCA CF] Significant management (since 11 Jul 2024)
  • Graeme Lalley

    IRN GXL07745

    • SMF3 Executive Director (since 21 Aug 2024)
  • Lauren Barwell

    IRN LXB00398

    • [FCA CF] Significant management (since 11 Jul 2024)
  • Linda Caroline Plows

    IRN LCP01025

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 May 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Paul Kaye

    IRN PXK01238

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 31 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 May 2024)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Robert Charles William Organ

    IRN RCO01017

    • SMF3 Executive Director (since 11 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.