Date authorised
1 April 2013
Companies House
01842617
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Chancery House
    St. Nicholas Way
    Sutton
    SM1 1JB
    UNITED KINGDOM
    Phone
    +4402086550444
  • Complaints Contact

    7th Floor Chancery House
    St. Nicholas Way
    Sutton
    SM1 1JB
    UNITED KINGDOM
    Phone
    +4402086550444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shoba Trivedi

    IRN SXT01356

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 May 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Simon Peter Henderson

    IRN SPH01181

    • Responsible for Insurance Distribution (since 14 Sep 2024)
    • SMF1 Chief Executive (since 14 Sep 2024)
    • SMF3 Executive Director (since 14 Sep 2024)
  • Steven James Folkard

    IRN SJF01259

    • SMF16 Compliance Oversight (since 21 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.