BARCLAYS INVESTMENT SOLUTIONS LIMITED

Date authorised
1 April 2013
Companies House
02752982
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Churchill Place
    London
    E14 5HP
    UNITED KINGDOM
    Phone
    +4402071161000
    Web
    https://www.barclays.com

  • Complaints Contact

    Barclays Bank UK PLC
    Dale House, Wavertree Technology Park
    Liverpool
    L7 9PQ
    UNITED KINGDOM
    Phone
    +4402071161000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Rolling spot forex contract, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Rolling spot forex contract, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Personal pension scheme, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Alternative Debenture

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture, Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Personal pension scheme, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vincent Michael Hopkins

    IRN VMH01014

    • (2145)CF29 Significant management (1 Nov 2007 to 9 Feb 2011)
    • (2144)CF30 Customer (1 Nov 2007 to 28 Sep 2012)
    • (2148)CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2002 to 31 Oct 2007)
    • (2147)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (2146)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • (2149)CF1 Director (1 Dec 2001 to 7 Mar 2002)
  • Warren Alan George

    IRN WAG01022

    • (1348)CF30 Customer (1 Nov 2007 to 31 Mar 2018)
    • (1349)CF27 Investment Management (30 Oct 2007 to 31 Oct 2007)
    • (1350)CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
  • Wayne Gooch

    IRN WXG01019

    • (1100)CF27 Investment Management (1 Dec 2001 to 9 May 2003)
    • (1101)CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
  • Wayne Hawkes

    IRN WPH01021

    • (1138)CF30 Customer (22 May 2008 to 9 Dec 2015)
  • Wei Xian Chan

    IRN WXC01171

    • (1177)CF30 Customer (23 Dec 2008 to 6 Aug 2009)
  • William Barton

    IRN WTB01006

    • (1075)CF30 Customer (7 Jan 2008 to 31 Mar 2018)
  • William David Hughes

    IRN WDH01022

    • (455)CF30 Customer (24 May 2018 to 11 Jun 2018)
  • William Francis Kendrick

    IRN WFK01003

    • (1064)CF30 Customer (1 Nov 2007 to 5 Dec 2007)
    • (1066)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (1065)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • William George Redmayne

    IRN WGR01002

    • (353)CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
    • (352)CF27 Investment Management (1 Dec 2001 to 30 Aug 2002)
  • William Hobbs

    IRN WMH01016

    • (2201)[FCA CF] Manager of certification employee (18 Nov 2022 to 2 Oct 2025)
    • (2202)[FCA CF] Significant management (7 Nov 2022 to 17 Oct 2024)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Planning and Advice

  2. trading name added: Direct Investing

  3. trading name added: Barclays Wealth Management

  4. trading name added: Barclays Smart Investor

  5. trading name added: Greig Middleton & Co Ltd

  6. trading name added: Gerrard Limited

  7. trading name added: Gerrard Investment Management Limited

  8. trading name added: BARCLAYS INVESTMENT SOLUTIONS LTD

  9. trading name added: Precis (1170) Ltd

  10. controlled function added: (170)SMF24 Chief Operations

Show more