BARCLAYS INVESTMENT SOLUTIONS LIMITED

Date authorised
1 April 2013
Companies House
02752982
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Churchill Place
    London
    E14 5HP
    UNITED KINGDOM
    Phone
    +4402071161000
    Web
    https://www.barclays.com

  • Complaints Contact

    Barclays Bank UK PLC
    Dale House, Wavertree Technology Park
    Liverpool
    Liverpool
    L7 9PQ
    UNITED KINGDOM
    Phone
    +4402071161000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vincent Michael Hopkins

    IRN VMH01014

    • (2145)CF29 Significant management (1 Nov 2007 to 9 Feb 2011)
    • (2144)CF30 Customer (1 Nov 2007 to 28 Sep 2012)
    • (2148)CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2002 to 31 Oct 2007)
    • (2146)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • (2147)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (2149)CF1 Director (1 Dec 2001 to 7 Mar 2002)
  • Warren Alan George

    IRN WAG01022

    • (1348)CF30 Customer (1 Nov 2007 to 31 Mar 2018)
    • (1349)CF27 Investment Management (30 Oct 2007 to 31 Oct 2007)
    • (1350)CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
  • Wayne Gooch

    IRN WXG01019

    • (1101)CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
    • (1100)CF27 Investment Management (1 Dec 2001 to 9 May 2003)
  • Wayne Hawkes

    IRN WPH01021

    • (1138)CF30 Customer (22 May 2008 to 9 Dec 2015)
  • Wei Xian Chan

    IRN WXC01171

    • (1177)CF30 Customer (23 Dec 2008 to 6 Aug 2009)
  • William Barton

    IRN WTB01006

    • (1075)CF30 Customer (7 Jan 2008 to 31 Mar 2018)
  • William David Hughes

    IRN WDH01022

    • (455)CF30 Customer (24 May 2018 to 11 Jun 2018)
  • William Francis Kendrick

    IRN WFK01003

    • (1064)CF30 Customer (1 Nov 2007 to 5 Dec 2007)
    • (1065)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • (1066)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • William George Redmayne

    IRN WGR01002

    • (352)CF27 Investment Management (1 Dec 2001 to 30 Aug 2002)
    • (353)CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • William Hobbs

    IRN WMH01016

    • (2201)[FCA CF] Manager of certification employee (18 Nov 2022 to 2 Oct 2025)
    • (2202)[FCA CF] Significant management (7 Nov 2022 to 17 Oct 2024)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (149)[FCA CF] Functions requiring qualifications

  2. controlled function added: (148)[FCA CF] Client dealing

  3. controlled function added: (147)14. Managing investments

  4. controlled function added: (146)[FCA CF] Functions requiring qualifications

  5. controlled function added: (145)[FCA CF] Manager of certification employee

  6. controlled function added: (144)[FCA CF] Client dealing

  7. controlled function added: (143)14. Managing investments

  8. controlled function added: (142)[FCA CF] Manager of certification employee

  9. controlled function added: (141)[FCA CF] Client dealing

  10. controlled function added: (140)[FCA CF] Manager of certification employee

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