BARCLAYS INVESTMENT SOLUTIONS LIMITED

Principal Place of Business

Phone

+4402071161000

Web

https://www.barclays.com

Complaints Contact

Phone

+4402071161000

P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty

Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Rolling spot forex contract, Alternative Debenture

Authorised to Operate

Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Rolling spot forex contract, Alternative Debenture

Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

Trade Settlement Routing

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Personal pension scheme, Alternative Debenture

Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Alternative Debenture

Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture, Rolling spot forex contract

Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

Electronic Trade Settlement

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Personal pension scheme, Alternative Debenture

IRN SJH01439

• (307)CF30 Customer (1 Nov 2007 to 21 Dec 2010)
• (308)CF26 Customer Trading (5 Apr 2007 to 31 Oct 2007)

IRN SJP01292

• (143)14. Managing investments
• (144)[FCA CF] Client dealing (since 5 Aug 2020)
• (146)[FCA CF] Functions requiring qualifications (since 5 Aug 2020)
• (145)[FCA CF] Manager of certification employee (since 5 Aug 2020)
• (1974)CF30 Customer (3 Apr 2018 to 8 Dec 2019)

IRN SJB01338

• (356)CF30 Customer (3 Mar 2014 to 30 Mar 2015)

IRN SJS01150

• (94)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2004)
• (93)CF27 Investment Management (1 Dec 2001 to 10 Dec 2004)

IRN SJW01183

• (1919)[FCA CF] Manager of certification employee (11 Aug 2020 to 19 Feb 2024)

IRN SXM02081

• (812)CF30 Customer (1 Nov 2007 to 4 Oct 2010)
• (813)CF26 Customer Trading (6 Dec 2005 to 31 Oct 2007)

IRN SWQ01002

• (1033)CF21 Investment Adviser (1 Dec 2001 to 16 Nov 2005)
• (1032)CF27 Investment Management (1 Dec 2001 to 16 Nov 2005)
• (1034)CF1 Director (1 Dec 2001 to 28 Feb 2002)

IRN SXR01197

• (1643)CF30 Customer (1 Nov 2007 to 6 Mar 2009)
• (1644)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• (1645)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

IRN SRG01079

• (1055)CF30 Customer (18 Aug 2011 to 28 Feb 2014)

IRN SRH00056

• (2157)CF30 Customer (16 Jul 2012 to 28 Feb 2014)