BARCLAYS INVESTMENT SOLUTIONS LIMITED

Date authorised
1 April 2013
Companies House
02752982
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Churchill Place
    London
    E14 5HP
    UNITED KINGDOM
    Phone
    +4402071161000
    Web
    https://www.barclays.com

  • Complaints Contact

    Barclays Bank UK PLC
    Dale House, Wavertree Technology Park
    Liverpool
    L7 9PQ
    UNITED KINGDOM
    Phone
    +4402071161000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Rolling spot forex contract, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Rolling spot forex contract, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Personal pension scheme, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Alternative Debenture

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture, Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Personal pension scheme, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen James Hendrie

    IRN SJH01439

    • (307)CF30 Customer (1 Nov 2007 to 21 Dec 2010)
    • (308)CF26 Customer Trading (5 Apr 2007 to 31 Oct 2007)
  • Stephen James Peters

    IRN SJP01292

    • (143)14. Managing investments
    • (144)[FCA CF] Client dealing (since 5 Aug 2020)
    • (146)[FCA CF] Functions requiring qualifications (since 5 Aug 2020)
    • (145)[FCA CF] Manager of certification employee (since 5 Aug 2020)
    • (1974)CF30 Customer (3 Apr 2018 to 8 Dec 2019)
  • Stephen John Bird

    IRN SJB01338

    • (356)CF30 Customer (3 Mar 2014 to 30 Mar 2015)
  • Stephen John Shaw

    IRN SJS01150

    • (94)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2004)
    • (93)CF27 Investment Management (1 Dec 2001 to 10 Dec 2004)
  • Stephen John Walker

    IRN SJW01183

    • (1919)[FCA CF] Manager of certification employee (11 Aug 2020 to 19 Feb 2024)
  • Stephen McCue

    IRN SXM02081

    • (812)CF30 Customer (1 Nov 2007 to 4 Oct 2010)
    • (813)CF26 Customer Trading (6 Dec 2005 to 31 Oct 2007)
  • Stephen Quaile

    IRN SWQ01002

    • (1033)CF21 Investment Adviser (1 Dec 2001 to 16 Nov 2005)
    • (1032)CF27 Investment Management (1 Dec 2001 to 16 Nov 2005)
    • (1034)CF1 Director (1 Dec 2001 to 28 Feb 2002)
  • Stephen Richardson

    IRN SXR01197

    • (1643)CF30 Customer (1 Nov 2007 to 6 Mar 2009)
    • (1644)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • (1645)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Stephen Roy Godfray

    IRN SRG01079

    • (1055)CF30 Customer (18 Aug 2011 to 28 Feb 2014)
  • Stephen Royston Howard

    IRN SRH00056

    • (2157)CF30 Customer (16 Jul 2012 to 28 Feb 2014)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2203)CF17 Significant Mgt (Other Business Operations)

  2. controlled function added: (2202)[FCA CF] Significant management

  3. controlled function added: (2201)[FCA CF] Manager of certification employee

  4. controlled function added: (2200)CF10a CASS Oversight function

  5. controlled function added: (2199)CF14 Risk Assessment

  6. controlled function added: (2198)CF28 Systems and controls

  7. controlled function added: (2197)CF1 Director

  8. controlled function added: (2196)CF21 Investment Adviser

  9. controlled function added: (2195)CF30 Customer

  10. controlled function added: (2194)CF21 Investment Adviser

Show more