Date authorised
1 April 2013
Companies House
02182018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine Alison Annetta Gibaud

    IRN CAG01113

    • CF2 Non Executive Director (21 Aug 2009 to 31 Dec 2014)
  • Charles Dougherty

    IRN CXD42634

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • Charles John Raffles Flint

    IRN CJF01140

    • CF2 Non Executive Director (22 Feb 2011 to 6 Mar 2016)
  • Christopher James Pocock

    IRN CJP01205

    • SMF11 Chair of the Audit Committee (12 Jan 2022 to 21 Apr 2025)
    • SMF10 Chair of the Risk Committee (12 Jan 2022 to 21 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 12 Jan 2022)
    • CF2 Non Executive Director (13 Jun 2013 to 6 Mar 2016)
  • Christopher John Maurice Symons

    IRN CJS01311

    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 14 Dec 2016)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 14 Dec 2016)
    • CF2 Non Executive Director (3 Dec 2008 to 6 Mar 2016)
  • Colin Edward Reese

    IRN CER01031

    • CF2 Non Executive Director (24 May 2006 to 18 Nov 2013)
    • CF1 Director (1 Dec 2001 to 1 Dec 2001)
  • Colin Neil Edelman

    IRN CNE01008

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 6 Jul 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Jul 2022)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (7 May 2013 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (7 May 2013 to 6 Mar 2016)
    • CF2 Non Executive Director (27 Nov 2007 to 6 Mar 2016)
  • Colin Peter Wynter

    IRN CPW01102

    • CF2 Non Executive Director (28 Feb 2014 to 28 Jul 2014)
  • Conrad Francis Dehn

    IRN CFD01015

    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2011)
  • Daniel Richard Oudkerk

    IRN DXO00216

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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