Banor Capital Limited

• Principal Place of Business

  Eagle House, 108-110 Jermyn Street

  London

  SW1Y 6EE

  UNITED KINGDOM

  Phone

  +442030021860

  Web

  https://www.banorcapital.com

• Complaints Contact

  Eagle House, 108-110 Jermyn Street

  London

  SW1Y 6EE

  UNITED KINGDOM

  Phone

  +442030021860

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Francesco Castelli

  IRN FXC01284

  • [FCA CF] Client dealing (since 30 Jun 2021)
  • [FCA CF] Material risk taker (since 30 Jun 2021)
  • CF30 Customer (22 Apr 2015 to 8 Dec 2019)
• Giacomo Mergoni

  IRN GXM01355

  • [FCA CF] Client dealing (since 30 Jun 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (5 Jan 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Jan 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Jan 2011 to 8 Dec 2019)
  • CF1 Director (5 Jan 2011 to 8 Dec 2019)
  • CF30 Customer (5 Jan 2011 to 8 Dec 2019)
• Gianmarco Rania

  IRN GXR01341

  • [FCA CF] Client dealing (since 30 Jun 2021)
  • [FCA CF] Material risk taker (since 30 Jun 2021)
  • CF30 Customer (18 Jun 2019 to 8 Dec 2019)
• Giorgio de Montis Cartoni

  IRN GXD01810

  • [FCA CF] Client dealing (since 28 Jul 2021)
  • [FCA CF] Material risk taker (since 28 Jul 2021)
  • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
• Guglielmo Zaffaroni

  IRN GXZ00014

  • [FCA CF] Client dealing (since 5 Jun 2023)
• Guido Filippa

  IRN GXF01085

  • [FCA CF] Client dealing (since 5 Jun 2023)
• James George

  IRN JXG02014

  • [FCA CF] Material risk taker (since 30 Jun 2021)
  • [FCA CF] Client dealing (since 30 Jun 2021)
  • CF30 Customer (9 Oct 2013 to 8 Dec 2019)
• James Grant

  IRN JXG02366

  • [FCA CF] Material risk taker (since 30 Jun 2021)
  • [FCA CF] Client dealing (since 30 Jun 2021)
  • CF30 Customer (12 Jun 2017 to 8 Dec 2019)
• Leopoldo Renzo Seralvo

  IRN LRS01030

  • [FCA CF] Material risk taker (30 Jun 2021 to 13 Mar 2024)
  • [FCA CF] Client dealing (30 Jun 2021 to 13 Mar 2024)
  • CF30 Customer (28 Sep 2016 to 8 Dec 2019)
• Lorenzo Bombarda

  IRN LXB01423

  • Director of firm who is not a certification employee or a SMF manager (since 10 Mar 2021)
  • CF2 Non Executive Director (20 Nov 2019 to 8 Dec 2019)
  • CF1 Director (20 Nov 2019 to 20 Nov 2019)
  • CF30 Customer (20 Nov 2019 to 20 Nov 2019)

No changes recorded yet.