Bank of Baroda

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

PARSOTTAM JAGABHAI BHALIYA
IRN PJB01526
- SMF22 Other Local Responsibility (7 Mar 2016 to 24 Aug 2018)
- CF29 Significant management (15 Jul 2014 to 6 Mar 2016)
PRADEEP KUMAR SINGH
IRN PXS00751
- SMF5 Head of Internal Audit (since 16 Apr 2024)
Pankaj Sharma
IRN PXS35381
- [PRA CF] Significant risk taker or Material risk taker (10 Jul 2017 to 30 Nov 2021)
Prakash Shah
IRN PXS35385
- [PRA CF] Significant risk taker or Material risk taker (since 9 May 2016)
Prem Narang
IRN PXN35387
- [PRA CF] Significant risk taker or Material risk taker (1 Mar 2019 to 19 Nov 2024)
Radhakant Mathur
IRN RXM02022
- CF10 Compliance Oversight (16 Jul 2009 to 3 Sep 2012)
- CF29 Significant management (16 Jul 2009 to 12 Nov 2012)
Raj Kamal
IRN RXK01318
- CF28 Systems and controls (1 Nov 2007 to 9 Oct 2009)
- CF15 Internal Audit (18 Jul 2006 to 31 Oct 2007)
Rajendra Kumar
IRN RXK01360
- CF10 Compliance Oversight (24 Dec 2007 to 3 Jul 2009)
- CF29 Significant management (24 Dec 2007 to 17 Aug 2012)
- CF8 Apportionment and Oversight (24 Dec 2007 to 31 Mar 2009)
Rajneesh Sharma
IRN RXS02411
- CF29 Significant management (10 Dec 2012 to 29 Aug 2014)
Rajnikant Devshi Varsani
IRN RXV00097
- SMF4 Chief Risk (since 12 Dec 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.