Bank of America Europe DAC

• Principal Place of Business

  2 King Edward Street

  London

  City Of London

  EC1A 1HQ

  UNITED KINGDOM

  Phone

  +4402076281000

  Web

  https://business.bofa.com/uk/en/about-us.html

• Complaints Contact

  Bank of America

  2 King Edward Street

  London

  EC1A 1HQ

  UNITED KINGDOM

  Phone

  +4402076281000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Neil Coles

  IRN NSC01064

  • [FCA CF] Client dealing (since 1 Nov 2023)
• Nerys Morgan

  IRN NXM00146

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Norette Vulkan

  IRN NXV00098

  • [FCA CF] Client dealing (since 14 Oct 2025)
• Paola Montagner

  IRN PXM02398

  • [FCA CF] Client dealing (since 1 Nov 2023)
• Patrick Dumas

  IRN PXD01631

  • [FCA CF] Client dealing (since 1 Nov 2023)
• Patrick Patterson

  IRN PJP01070

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Paul Klutse

  IRN PXK00236

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Peter Franke

  IRN PXF00027

  • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
• Philip Brereton

  IRN PRB01160

  • [FCA CF] Client dealing (since 1 Nov 2023)
• Praful Kumar

  IRN PXK00453

  • [FCA CF] Algorithmic trading (since 28 Aug 2025)

No changes recorded yet.