Bank of Africa United Kingdom Plc

• Principal Place of Business

  Bank of Africa United Kingdom

  37 Sun Street

  London

  EC2M 2PL

  UNITED KINGDOM

  Phone

  +442074295500

  Web

  https://www.bankofafricaunitedkingdom.co.uk

• Complaints Contact

  Bank of Africa United Kingdom Plc

  37 Sun Street

  London

  Hackney

  EC2M 2PL

  UNITED KINGDOM

  Phone

  +447980976760

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Olivier Watelet

  IRN OXW01015

  • CF30 Customer (3 Aug 2009 to 13 Apr 2010)
• Ralph Cameron Snedden

  IRN RCS01038

  • [PRA CF] Key function holder (9 Dec 2019 to 15 Nov 2022)
  • SMF11 Chair of the Audit Committee (22 Oct 2018 to 15 Jun 2023)
  • SMF10 Chair of the Risk Committee (16 Aug 2017 to 6 Feb 2019)
• Ramz Brehme Hamzaoui

  IRN RBH01046

  • CF3 Chief Executive (15 Jun 2011 to 16 Apr 2012)
  • CF1 Director (16 Sep 2010 to 16 Apr 2012)
  • CF30 Customer (1 Nov 2007 to 22 Feb 2011)
  • CF29 Significant management (1 Nov 2007 to 22 Feb 2011)
  • CF17 Significant Mgt (Other Business Operations) (16 May 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
  • CF26 Customer Trading (16 May 2007 to 31 Oct 2007)
• Richard Pryce Parry

  IRN PPR01015

  • SMF10 Chair of the Risk Committee (6 Feb 2019 to 6 Jan 2023)
  • [PRA CF] Key function holder (6 Feb 2019 to 15 Nov 2022)
• Richard William Lewis Groves

  IRN RXG00362

  • SMF10 Chair of the Risk Committee (since 6 Jan 2023)
  • [PRA CF] Key function holder (6 Jan 2023 to 19 Jun 2023)
• Robin Perrault

  IRN RXP01998

  • CF30 Customer (17 Apr 2015 to 4 Sep 2015)
• Said Adren

  IRN SXA00695

  • SMF1 Chief Executive (since 6 Apr 2023)
  • [FCA CF] Significant management (since 6 Apr 2023)
• Samuel Ladoke Akintola

  IRN SLA01036

  • CF30 Customer (3 Dec 2010 to 4 Apr 2011)
• Sarah Salamoun

  IRN SXS02546

  • CF30 Customer (23 Jul 2014 to 6 Mar 2016)
• Sebastian Mensah

  IRN SXM04439

  • SMF16 Compliance Oversight (since 24 May 2024)
  • [FCA CF] Significant management (since 24 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 May 2024)

No changes recorded yet.