BANCTRUST INVESTMENT BANK LIMITED

• Principal Place of Business

  1 Cornhill

  London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +442081612010

  Web

  https://banctrust.com

• Complaints Contact

  1 Cornhill

  London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +442081612010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Francis Thomas

  IRN JXT00525

  • [FCA CF] Proprietary trader (10 Nov 2023 to 16 Aug 2024)
  • [FCA CF] Material risk taker (8 Mar 2022 to 16 Aug 2024)
  • [FCA CF] Client dealing (8 Mar 2022 to 16 Aug 2024)
• John Guglieiri

  IRN JXG00762

  • [FCA CF] Client dealing (22 Mar 2024 to 11 Jul 2025)
  • [FCA CF] Material risk taker (22 Mar 2024 to 11 Jul 2025)
  • [FCA CF] Proprietary trader (22 Mar 2024 to 11 Jul 2025)
• John Stephen Bloomer

  IRN JSB01159

  • [FCA CF] Client dealing (14 Sep 2023 to 20 Apr 2025)
  • [FCA CF] Material risk taker (14 Sep 2023 to 20 Apr 2025)
  • [FCA CF] Proprietary trader (14 Sep 2023 to 20 Apr 2025)
• Luciana Bertini Galan

  IRN LXB01922

  • CF30 Customer (30 Nov 2016 to 5 Feb 2019)
• Maria Beatriz Abraham

  IRN MXA13370

  • CF30 Customer (9 Apr 2019 to 25 Jun 2019)
• Martin William Schubert

  IRN MXS00740

  • Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 1 Sep 2023)
• Melton Paul Plummer

  IRN MPP01050

  • [FCA CF] Client dealing (1 Jun 2021 to 27 Apr 2025)
• Michal Witold Parkitny

  IRN MWP01050

  • [FCA CF] Material risk taker (4 Mar 2024 to 25 Nov 2024)
  • [FCA CF] Manager of certification employee (4 Mar 2024 to 25 Nov 2024)
  • [FCA CF] Client dealing (4 Jan 2021 to 25 Nov 2024)
• Nadia Rahmoune

  IRN NXR00147

  • [FCA CF] Client dealing (5 Jun 2024 to 20 Apr 2025)
• Natalie Georgina Daniels

  IRN NXP01358

  • [FCA CF] Material risk taker (11 Oct 2023 to 20 Apr 2025)
  • [FCA CF] Client dealing (11 Oct 2023 to 20 Apr 2025)

No changes recorded yet.