Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alessandro Radica

    IRN AXR00869

    • [FCA CF] Client dealing (since 21 Dec 2023)
  • Alex Pilkington

    IRN AXP79976

    • [FCA CF] Client dealing (since 16 Dec 2019)
  • Alex Piqueres Torrecilla

    IRN AXP01038

    • [FCA CF] Client dealing (since 8 Oct 2024)
  • Alexander Gerard Kalis

    IRN AGK01031

    • CF30 Customer (14 Jul 2008 to 20 Mar 2009)
  • Alexander Hunt

    IRN AXH79950

    • [FCA CF] Client dealing (26 Jun 2019 to 31 Oct 2021)
  • Alexander James Templeton

    IRN AJT01234

    • CF30 Customer (2 Aug 2010 to 6 Mar 2016)
  • Alexander James Weaver

    IRN AJW01584

    • [FCA CF] Manager of certification employee (since 5 Nov 2025)
    • [FCA CF] Client dealing (since 31 Jan 2024)
  • Alexander Michael Smith

    IRN AMS01218

    • [FCA CF] Manager of certification employee (4 May 2017 to 12 Feb 2020)
    • [FCA CF] Client dealing (4 May 2017 to 12 Feb 2020)
    • [FCA CF] Significant management (4 May 2017 to 12 Feb 2020)
  • Alexander Philippos Bye Drousiotis

    IRN AXD00677

    • [FCA CF] Client dealing (since 14 Dec 2022)
  • Alexander Smith

    IRN AHS01022

    • [FCA CF] Material risk taker (since 16 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Aug 2023)
    • [FCA CF] Significant management (since 7 Aug 2023)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (29 Jun 2015 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

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