Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Rosenberg

    IRN AXR00669

    • [FCA CF] Client dealing (9 Nov 2022 to 27 Aug 2023)
  • Adrian Alcina Lopez

    IRN AXA00587

    • [FCA CF] Client dealing (21 Mar 2022 to 16 Jul 2025)
  • Adrian St John Garnon

    IRN ASG01032

    • CF30 Customer (9 Apr 2013 to 30 Sep 2014)
  • Adrien De Palmas

    IRN AXD00584

    • [FCA CF] Client dealing (since 20 Jun 2022)
  • Adrien Matthieu Blavier

    IRN AMB01172

    • CF30 Customer (3 Sep 2010 to 30 Nov 2012)
  • Adrián Reyeros García

    IRN AXR00920

    • [FCA CF] Client dealing (24 Apr 2024 to 14 Aug 2025)
  • Advaith Dole

    IRN AXD00349

    • [FCA CF] Client dealing (19 Mar 2021 to 25 Aug 2025)
  • Agathe Isabelle Petit

    IRN AIP01003

    • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
    • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
  • Agustin Haurigot

    IRN AXH45394

    • [FCA CF] Manager of certification employee (since 22 Feb 2026)
    • [FCA CF] Client dealing (since 5 Mar 2020)
  • Ahmad Zeido

    IRN AXZ46514

    • [FCA CF] Manager of certification employee (since 13 Mar 2024)
    • [FCA CF] Client dealing (since 12 Mar 2020)
    • [FCA CF] Manager of certification employee (12 Jul 2022 to 26 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

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