Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wenyu Zhou

    IRN WXZ00019

    • [FCA CF] Client dealing (since 13 Oct 2025)
  • Weronika Cisinska

    IRN WXC00173

    • [FCA CF] Client dealing (20 Sep 2024 to 21 Aug 2025)
  • Will Perkins

    IRN WXP01078

    • CF30 Customer (1 Nov 2007 to 11 Jul 2012)
    • CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
  • William Davies

    IRN WXD71774

    • [FCA CF] Client dealing (since 5 Dec 2023)
    • [FCA CF] Manager of certification employee (since 5 Dec 2023)
  • William Evans

    IRN WHE01004

    • [FCA CF] Manager of certification employee (14 Jan 2022 to 31 Dec 2024)
    • [FCA CF] Client dealing (14 Jan 2022 to 31 Dec 2024)
    • [FCA CF] Proprietary trader (14 Jan 2022 to 13 Jan 2023)
  • William Fasipe

    IRN WXF00055

    • [FCA CF] Client dealing (since 19 Jul 2022)
  • William Harvey

    IRN WXH00145

    • [FCA CF] Client dealing (since 21 Dec 2023)
  • William MacFarlane

    IRN WCM01015

    • [FCA CF] Client dealing (30 May 2018 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (30 May 2018 to 31 Dec 2023)
  • William Owusu

    IRN WXO00031

    • [FCA CF] Manager of certification employee (14 Jul 2023 to 22 Mar 2026)
    • [FCA CF] Client dealing (14 Jul 2023 to 22 Mar 2026)
  • William Smith

    IRN WHS01012

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Proprietary trader (since 7 Mar 2016)
    • CF30 Customer (30 Mar 2011 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.