Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Saara Bhatia

    IRN SXB03887

    • [FCA CF] Client dealing (since 20 Sep 2024)
  • Sabrina Gill

    IRN SXG02413

    • SMF4 Chief Risk (since 14 Jul 2025)
    • [FCA CF] Material risk taker (17 Dec 2021 to 14 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (17 Dec 2021 to 14 Jul 2025)
    • [PRA CF] Managing a material risk taker (17 Dec 2021 to 21 Nov 2022)
    • [FCA CF] Manager of certification employee (22 Nov 2021 to 21 Nov 2022)
    • [FCA CF] Significant management (22 Nov 2021 to 14 Jul 2025)
  • Salvador Lucena

    IRN SXL00909

    • [FCA CF] Client dealing (since 9 Dec 2025)
  • Sam Harper

    IRN SXH75568

    • [FCA CF] Client dealing (since 8 Apr 2026)
  • Samarth Rungta

    IRN SXR00173

    • [FCA CF] Client dealing (since 11 Sep 2024)
    • [FCA CF] Material risk taker (since 11 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Sep 2024)
    • [FCA CF] Manager of certification employee (since 11 Sep 2024)
  • Samuel Akinjobi

    IRN SXA01095

    • [FCA CF] Client dealing (since 2 Apr 2025)
  • Samuel Baldwin

    IRN SBB01053

    • [FCA CF] Material risk taker (since 17 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2021)
    • [FCA CF] Client dealing (since 13 Aug 2018)
    • [FCA CF] Manager of certification employee (since 13 Aug 2018)
    • [FCA CF] Material risk taker (24 Jun 2020 to 25 Jun 2020)
    • [FCA CF] Significant management (13 Aug 2018 to 16 Oct 2023)
  • Samuel Beever

    IRN SXB79933

    • [FCA CF] Client dealing (23 Dec 2019 to 18 Oct 2020)
  • Samuel Kessete Seyoum

    IRN SXS01091

    • [FCA CF] Client dealing (since 11 Aug 2025)
  • Samuel Meakin

    IRN SXM04376

    • [FCA CF] Client dealing (since 28 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

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