Samuel Baldwin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2021)
    • [FCA CF] Material risk taker (since 17 Dec 2021)
    • [FCA CF] Manager of certification employee (since 13 Aug 2018)
    • [FCA CF] Client dealing (since 13 Aug 2018)
    • [FCA CF] Material risk taker (24 Jun 2020 to 25 Jun 2020)
    • [FCA CF] Significant management (13 Aug 2018 to 16 Oct 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (12 Oct 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (22 Oct 2008 to 13 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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