Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roland David Campbell

    IRN RXC01676

    • CF30 Customer (8 May 2014 to 6 Mar 2016)
  • Romain Mahul

    IRN RXM01169

    • [FCA CF] Client dealing (since 5 Jun 2025)
  • Romain Mathelin

    IRN RLM01110

    • [FCA CF] Manager of certification employee (since 6 Jan 2022)
    • [FCA CF] Client dealing (since 6 Jan 2022)
  • Roman Garcia

    IRN RXG01426

    • CF30 Customer (1 Nov 2007 to 13 Sep 2008)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
  • Ronan Murphy

    IRN RXM01894

    • [FCA CF] Manager of certification employee (since 12 Jan 2024)
    • [FCA CF] Client dealing (since 12 Jan 2024)
  • Rosalyn Aryee

    IRN RXA00529

    • [FCA CF] Significant management (since 29 Nov 2024)
  • Ross Felicetti

    IRN RXF00355

    • [FCA CF] Client dealing (since 26 Aug 2025)
    • [FCA CF] Proprietary trader (since 26 Aug 2025)
    • [FCA CF] Proprietary trader (14 Feb 2025 to 2 Jul 2025)
    • [FCA CF] Client dealing (14 Feb 2025 to 2 Jul 2025)
  • Ross Shearer McPherson

    IRN RXM01523

    • [FCA CF] Client dealing (since 3 Aug 2021)
  • Roxane Raibaut

    IRN RXR00095

    • [FCA CF] Client dealing (since 20 Jan 2025)
  • Roy Clark

    IRN RXC01815

    • [FCA CF] Client dealing (19 Jul 2019 to 31 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

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