Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Aug 2021)
    • [FCA CF] Client dealing (since 3 Aug 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (15 Nov 2016 to 14 Nov 2019)
    • CF30 Customer (4 Oct 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (15 Nov 2016 to 14 Nov 2019)
    • CF30 Customer (4 Oct 2010 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 22 Jul 2010)
    • CF21 Investment Adviser (23 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.