Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Fitzpatrick

    IRN RXF01508

    • [FCA CF] Manager of certification employee (since 13 Jan 2026)
    • [FCA CF] Client dealing (since 13 Jan 2026)
    • [FCA CF] Manager of certification employee (18 Jan 2024 to 15 Jun 2025)
    • [FCA CF] Client dealing (14 Jan 2020 to 15 Jun 2025)
  • Robert Hart

    IRN RXH79948

    • [FCA CF] Client dealing (15 Apr 2019 to 19 May 2021)
  • Robert Phillips

    IRN RJP01262

    • CF30 Customer (15 Jun 2011 to 24 Apr 2012)
  • Robert Waterhouse

    IRN RXW00557

    • [FCA CF] Client dealing (since 26 Apr 2024)
  • Roberta Trento

    IRN RXT36649

    • [FCA CF] Client dealing (since 17 Feb 2022)
  • Rocco Scalia

    IRN RXS00704

    • [FCA CF] Client dealing (since 1 Jul 2022)
  • Rodrigo CALVIN GARCIA

    IRN RXC02039

    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2019)
    • CF30 Customer (24 Nov 2014 to 6 Mar 2016)
  • Roisin Annamarie Kavanagh

    IRN RXK36659

    • [FCA CF] Client dealing (since 9 Jul 2025)
  • Roland Andrew Steere

    IRN RAS01289

    • CF30 Customer (24 Nov 2010 to 6 Mar 2016)
  • Roland Broecheler

    IRN RXB01330

    • [FCA CF] Manager of certification employee (since 10 Dec 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Significant management (7 Mar 2016 to 7 Oct 2020)
    • CF30 Customer (26 Mar 2010 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.